Emerging market entry is never easy, while we’ve been there, done that. We get you to the finish line.
Black Swan Diagnostics helps you with your regulatory compliance programs and liaison with regulators in the APAC region to ensure your firm is in compliance.
We have expert and seasoned resources spanning core capital markets including Taiwan, South Korea, Japan, Hong Kong, Singapore and Australia.
We help you understand your obligations, create a plan of action to implement, and provide support to help satisfy regulatory expectations in APAC. We provide you with:
- A dedicated compliance contact
- A compliance calendar to monitor and remind you of upcoming compliance deadlines
- A customized compliance plan to monitor compliance with internal policies and rules and regulations
- Regular compliance visits
- Regular compliance reports for senior management
- Updated compliance Policies and Procedures Manuals (PPM)
- Regulatory filings and notifications
- Compliance advice and assistance
- Assistance with regulatory capital calculations
- Compliance training for your firm
- Reviews of marketing materials to ensure compliance
- Leverage our relationships with experienced placement/marketing agents to help sell, distribute and market your funds.
Our support programs are reasonably priced, flexible, do not involve upfront payments and are not connected to other services.