When it comes to regulatory compliance for financial institutions, we get you to the finish line. And Beyond.

At Black Swan Diagnostics (BSD) we simplify regulatory compliance for financial institutions. We satisfy the demands of regulators by combining advisory, managed services, and technology.

We Work with These Securities Regulators

Expertise and Secured Licenses in Each of These Countries

Never-ending Changes

Keeping up with regulatory changes is like being stuck on a hamster wheel, distracting you from growing your business.

We get you off the wheel by staying current with regulatory changes. You can then focus on growing revenue and profit.

What We Do

We are experts in international expansion. We open markets for financial Institutions, open doors for global asset managers, offer staff training &  development, expand markets for fintech and provide regulatory support for your company.

Your Gateway to New Financial Markets

Is your regulated business experiencing growing pains in your home market?

Extending your business beyond your home jurisdiction is never easy. It involves balancing the risk-reward potential of multiple options, considering factors like product scope, investor profile, regulations, and marketing/distribution.

Our on-the-ground experience simplifies the process and guides you in the right direction.

 

Benefits of working with BSD

A Weight Off Your Shoulders

For your staff, compliance may be an added responsibility. Leave it to us.  We keep up with regulatory changes and fulfill your compliance needs, freeing your staff to focus on their core strengths and scaling the business.

Saving You Time And Hassle

Through our extensive relationships with regulators around the world, we keep current on rules and regulations in foreign jurisdictions, saving you the time and cost of obtaining your own resources.

Boots On-The-Ground

We have former and seasoned CCOs (Chief Compliance Officers) in every jurisdiction where we offer licensing/registration services around the world.

We Know The Right People

To expand internationally, you’ll need to find suitable partners in that jurisdiction like auditing firms, cybersecurity experts, legal counsel (tax, securities, corporate), recruiting firms, and more. Thanks to our extensive relationships with vendors of these services from across the globe, we save you the hassle of tracking down a long list of local resource suppliers.

Why Expand Now?

While North America may be a sizable market on the world stage, the opportunities to expand your business into APAC and the Middle-East have never been greater! The numbers speak for themselves.

$284B
AUM (USD) of our most recent client licensed in APAC and the Caribbean
7
Number of countries where we recently licensed clients to operate.
18
Number of countries with expertise and secured licenses in APAC, Middle East, Europe and the Caribbean
25+
Years of Experience

See What Some Of Our Clients Are Saying

Expansion – Things To Consider

Black Swan Diagnostics is a full-service company for regulated businesses. We are experts in international expansion, we open markets for financial service businesses, open doors for global asset managers, offer staff training and development, expand markets for finance and fintech and provide regulatory support for your company.

Where to Expand?

What market(s) are right for your products and services? What metrics do you use assess compatibility? At BSD we are experienced at aligning regulated businesses with new jurisdictions that offer the right environment for profitability.

Which Regulations Apply?

Understanding the nuances within local regulatory regimes is a critical element for effective business expansion. BSD has collaborated with local regulators and has a detailed knowledge of local regulations in emerging markets, both foreign and domestic.

Who Are Your Customers?

Who are your customers? Will you target retail business? Institutional clients? Or a hybrid of both? Defining your focus is vital to your success. BSD’s business experts work with you to choose the best option for you.

What Is Your Business Model?

Are you considering an onshore or offshore presence? The BSD team understand the costs and benefits of each option and will take you through them in simple terms.

Does Culture Matter?

Though the world has evolved into a global marketplace, each country – even individual cities – have their own cultural fabric that needs to be understood and respected. We have partners on the ground in countries in the EU, Asia and the Middle East to make sure you put your best foot forward.

What Is The Political Risk?

The political landscape within a given jurisdiction is an important consideration when deciding where to grow your business. It’s key that you have seasoned experts like the BSD team who know the political realities and have relationships with regulators within your chosen expansion jurisdiction.

Markets Group, Institutional Investor Conference – Vancouver, BC – November, 2022

Markets Group, Institutional Investor Conference - Vancouver, BC - November, 2022